Carbon Nanotubes as Intracellular Protein Transporters: Generality and Biological Functionality
Nadine Wong Shi Kam and Hongjie Dai*
Department of Chemistry and Laboratory for Advanced Materials, Stanford University,
Stanford, CA 94305, USA
Email: hdai@stanford.edu
Various proteins adsorb spontaneously on the sidewalls of acid-oxidized single-walled
carbon nanotubes. This simple non-specific binding scheme can be used to afford non-
covalent protein-nanotube conjugates. The proteins are found to be readily transported
inside various mammalian cells with nanotubes acting as the transporter via the
endocytosis pathway. Once released from the endosomes, the internalized protein-
nanotube conjugates can enter into the cytoplasm of cells and perform biological
functions, evidenced by apoptosis induction by transported cytochrome c. Carbon
nanotubes represent a new class of molecular transporters potentially useful for future in-
vitro and in-vivo protein delivery applications.
2
Introduction
The interaction between nanostructured materials and living systems is of
fundamental and practical interest and will determine the biocompatibility, potential
utilities and applications of novel nanomaterials in biological settings. The pursuit of
new types of molecular transporters is an active area of research, due to the high
impermeability of cell membrane to foreign substances and the need for intercellular
delivery of molecules via cell-penetrating transporter for drug, gene or protein
therapeutics.1-3 Recently, we and others4-8 have uncovered the ability of single-walled
carbon nanotubes (SWNTs) to penetrate mammalian cells and further transport various
cargos inside cells including small peptides,5 the protein streptavidin4 and nucleic
acids.6,8 In our work of nanotube internalization and streptavidin transporting using
nanotube carriers4 and the work of Cherukiri et al.7 on nanotube uptake, the
internalization mechanism was attributed to endocytosis. In the work of Pantarotto et
al.5, Bianco et al.8 and Lu et al.,6 nanotube uptake was suggested to be via insertion and
diffusion through the lipid bilayer of cell membrane. While the uptake mechanism awaits
a consensus, it has been consistently reported that well-processed water-soluble
nanotubes exhibit no apparent cytotoxicity to all living cell lines investigated thus far, at
least in a time frame of days.
Here, we report a finding that SWNTs are generic intracellular transporters for
various types of proteins (≤ 80 kD) non-covalently and non-specifically bound (NSB) to
nanotube sidewalls. The proteins investigated include streptavidin (SA), protein A
(SpA), bovine serum albumin (BSA) and cytochrome c (cyt-c). The intracellular protein
transporting and uptake via nanotube carriers are also generic for various adherent and
3
non-adherent mammalian cell lines including HeLa, NIH-3T3 fibroblast, HL60 and
Jurkats cells. Energy dependent endocytosis is confirmed to be the internalization
mechanism. Further, with cytochrome c as the cargo protein, we present an exploration
of the fate of internalized protein-SWNT-protein conjugates, attempts of releasing the
conjugates from the endosome vesicles into the cell cytoplasm using chloroquine, and
investigation of the biological functions of the released proteins. We observe apoptosis or
programmed cell death induced by cyt-c transported inside cells by SWNTs after release
from the endosomes. The results provide the first proof of concept of in vitro biological
functionality and activity of proteins delivered by SWNT molecular transporters.
Materials and Methods
Materials. Alexa-fluor 488-labeled streptavidin (SA, molecular weight 60 kD),
alexa-fluor bovine serum albumin (BSA, 66 kD) were purchased from Molecular Probes
Inc. Protein A (42 kD), cytochrome c (12 kD) and Fluorescein isothiocyanate-labeled
human immunoglobin G (hIgG, 150 kD) were obtained from Aldrich.
Fluorescent labeling of proteins. Cyt-c and SpA were fluorescently labeled with
Alexa-fluor 488 moieties by a protein labeling kit obtained from Molecular Probes Inc.
In brief, a protein solution at a concentration of 2 mg/mL in standard phosphate buffer
saline was mixed with 50 μL of sodium bicarbonate solution and the provided vial of
Alexa- fluor dye and reacted for 1 h at room temperature. After reaction, the protein-dye
conjugate was flowed through a gel separation column (Bio-rad Biogel P-30) for
purification. The resulting fluorescently labeled protein solution was then diluted to a
concentration of ~ 10 μM in PBS.
4
Purification, cutting and oxidation of SWNTs. Similar to the steps described
previously,4,9,10 SWNTs (20 mg) grown by laser ablation were mixed with 100 mL of 2.5
M HNO3, refluxed for about 36 h, sonicated with a cup-horn sonicator (Branson Sonifer
450) for 30 min to cut the nanotubes into short segments and refluxed again for another
36 h. After this treatment, the mixture was filtered through a polycarbonate filter
(Whatman, pore size 100 nm), rinsed thoroughly and then re-suspended in pure water by
sonication. The aqueous suspension was then centrifuged at 7000 rpm (revolutions per
minute) for about 5 min to remove any large impurities from the solution. SWNTs after
these processing steps were in the form of short (tens to hundreds nanometers) individual
tubes (~1.5 nm in diameter) or small bundles (up to 5 nm in diameter) and re-suspended
to give a concentration of ~0.04-0.05mg/mL. Acidic oxygen groups (e.g., -COOH) on the
sidewalls of the tubes rendered solubility or high suspension stability of the SWNTs in
water and buffer solutions.
Conjugation of proteins to SWNTs. A suspension of the oxidized and cut
SWNTs at a concentration of ~ 0.05 mg/mL was mixed with fluorescently labeled
proteins (typical protein concentration ~1μM) for ~ 2 h at room temperature prior to
characterization (by e.g., atomic force microscopy (AFM) for imaging protein-SWNT
conjugates) or cellular incubation for uptake. After this simple mixing step, proteins were
found to adsorb non-specifically onto nanotube sidewalls.
AFM characterization of protein-SWNT conjugates. AFM was used to study
non-specific binding of proteins on nanotubes. After SWNT-protein conjugation, a drop
of the solution (~50 μL) was pipetted onto a clean SiO2 substrate and allowed to stand for
5
~ 30-45 min. The substrate was then rinsed with copious amount of HPLC grade H2O
and dried by a N2 stream.
Incubation of living cells in solutions of protein-SWNT conjugates. Non-
adherent HL60 and Jurkat cells were both grown in RPMI-1640 cell culture medium
(Invitrogen) supplemented with 10% fetal bovine serum (FBS). Adherent HeLa and
NIH-3T3 cells were grown in DMEM cell medium (Invitrogen) supplemented with 10%
FBS and 1% penicillin-streptomycin. The cell density for all cell lines used in the
incubation was ~ 3x106 cells/mL.
For incubating HL60 and jurkat cells in nanotube solutions, 100 μL of the cell
suspension was typically mixed with 100 μL of a protein-SWNT conjugate solution at 37
°C for 2-3 h in 5% CO2 atmosphere. The concentration of SWNTs in the incubation
solution was typically ~0.05 mg/mL. After incubation, the cells were washed, collected
by centrifugation and re-suspended in the cell culture medium twice.
For incubating HeLa and NIH-3T3 cells in nanotube solutions, the cells were
seeded into 8-well chambered cover slides ~24 h prior to incubation in a protein-SWNT
solution in DMEM cell growth medium. The incubation conditions were the same as the
one for non-adherent cells above. Since the cells were adhered to the cover-slide surface,
no centrifugation was needed to separate the cells from the incubation solution. The cells
were washed by changing the cell medium and then characterized by confocal
microscopy imaging.
Confocal microscopy imaging of cells after incubation in solutions of
fluorescently labeled protein-SWNT conjugates. All confocal images of cells were
recorded with a Zeiss LSM 510 confocal microscope immediately (except for cell
6
viability assay described later) following the incubation in solutions of protein-SWNT
conjugates and washing steps. In the case of non-adherent cells, 20 μL of the cell
suspension were pipetted onto a glass cover slide before imaging. Adherent cells were
imaged directly in chambered cover slides.
Flow Cytometry. The cells were analyzed by a Becton-Dickinson FACScan
instrument after incubation for 2-3 h in a solution of fluorescently labeled protein-SWNT
conjugate. The cell suspension was supplemented with 2% propidium iodide (PI, Fluka
chemicals) to stain dead cells. The data presented here represent the mean fluorescence
obtained from a population of 10,000 cells. Note that the mean fluorescence reported
was a measure of fluorescence of live cells only as cells showing high levels of PI
staining were excluded from the analysis.
Cell proliferation MTS Assay. After incubation with the SWNT-streptavidin
conjugate (unlabeled), HL-60 cells were washed and resuspended in RPMI media. The
cells were plated in a 6-well plate at a density of ~ 8 x 103 cells/well. At 24 h interval,
Celltiter96 reagent (Promega) was added to one of the wells and allowed to incubate for
~ 2-3 h at 37 oC and 5% CO2. The CellTiter 96 assay uses the tetrazolium compound (3-
(4,5-dimethylthiazol-2-yl)-5-(3-carboxymethoxyphenyl)-2-(4-sulfophenyl)-2H-
tetrazolium, inner salt; MTS) and the electron coupling reagent, phenazine methosulfate
(PMS). MTS is chemically reduced by cells into formazan, which is soluble in tissue
culture medium. The measurement of the absorbance of the formazan can be carried out
at 490nm. The assay measures dehydrogenase enzyme activity found in metabolically
active cells.
7
Apoptosis Assay. We use Annexin V labeled with fluorescein isothiocyanate
(Molecular Probes) as an early stage apoptosis marker. One of the earliest indications of
apoptosis is the translocation of the membrane phospholipid phosphatidylserine (PS)
from the inner to the outer leaflet of the plasma membrane. Once exposed to the
extracellular environment, binding sites on PS become available for Annexin V, a ~35
kDa Ca 2+-dependent, phospholipid binding protein with a high affinity for PS11 (also see
Sigma Technical Bulletin number MB-390). In this study, NIH 3T3 cells were plated and
incubated with SWNT-cytochrome c as described above. After incubation, the cells were
washed, trypsinized to detach them from the plate surface and washed with phosphate
buffer saline. Annexin V-FITC was added to the cell suspension in the presence of the
binding buffer and allowed to react for 20 min at room temperature. The cells were co-
stained with propidium iodide and immediately analyzed by flow cell cytometry.
Apoptosis data in Fig. 6 were for cells free of PI-staining recorded ~ 4-5 h after exposure
to chloroquine with or without (for control) cyt c-SWNT conjugates.
Results and Discussion
Protein binding on oxidized SWNTs. The combined treatment of refluxing and
sonication in nitric acid is known to produce short (50-500nm, Fig. 1a) individual or
small bundles of SWNTs with oxygen containing groups (e.g., -COOH) along the
sidewalls and ends of the tubes.4,9,10 These functional groups impart hydrophilicity to the
nanotubes and make them stable in aqueous solutions (in pure water and various buffers
including PBS and cell culture media) without apparent aggregation in the timescale
monitored (1-3 h). In the current work, we found that simple mixing of the oxidized
8
SWNTs with protein solutions led to non-specific binding of proteins to the nanotubes as
can be gleaned from the AFM data in Fig. 1b-d for BSA, SpA and cyt-c. AFM imaging
revealed that the average spacing between proteins adsorbed on SWNTs ranged
approximately from ~20-100 nm and the loading appeared to be the highest for cyt-c
(Fig. 1d) likely due to attractive electrostatic interactions (isoelectric point pI ~ 9.2 for
cyt-c and the oxidized SWNTs were negatively charged). Proteins with pI < 7 such as SA
and BSA also exhibited affinity for oxidized SWNT sidewalls (Fig.1b, 1c). We attributed
the binding to either electrostatic forces between functional groups on SWNTs and
positively charged domains on proteins, and/or hydrophobic interactions since the SWNT
sidewalls were not fully oxidized (~tens of nanometer between oxygen groups) and
contained hydrophobic regions.
a
b
c
d
Figure 1. AFM images of various SWNT samples deposited on SiO2 substrate.
(a) Oxidized SWNT prior to conjugation with proteins and after conjugation to 1 μM
of (b) Alexa-Fluor 488 BSA, (c) Alexa-Fluor 488 spA and (d) Alexa-Fluor 488
cytochrome C. Scale bar = 100 nm.
We and others previously observed a general phenomenon of protein non-specific
binding on as-grown and acid-oxidized SWNTs mainly due to hydrophobic
interactions.12-15 In agreement with Green et al.,14 we found that imparting hydrophilicity
to SWNTs by oxidation was insufficient to block protein NSB. This result was utilized
9
from here on to create non-covalent protein-SWNT conjugates for cellular uptake. Note
that in our earlier protein/SWNT intracellular transport, binding between nanotube
transporters and SA was obtained through biotin-streptavidin conjugation.4
a b
c d
140
e
120
100
80
60
40
20
0
control
SA
spA
Figure 2. Confocal microscopy and flow cytometry characterization of cells after
incubation in protein-SWNT (proteins labeled to be green fluorescent) solutions for 2
h. (a) HL60 cells after incubation in streptavidin SA-SWNTs (b) HL60 cells after
incubation in BSA-SWNTs. (c) HeLa cells after incubation in SA-SWNTs in the
presence of the FM 4-64, a red membrane and endocytotic vesicle marker. Yellow
color in the image is due to co-localization of fluorescently labeled green proteins and
red FM 4-64. (d) HeLa cells after incubation in cytochrome c-SWNTs in the presence
of FM 4-64. Note that in Fig.2c&2d, the cell nucleus (dark circular or oval-shaped
regions) appears free of fluorescence with the internalized protein-SWNT conjugates
accumulating outside of the nucleus region and outlining parts of the nucleus
boundary. (e) Cell cytometry data for untreated HL60 cells (labeled as ‘control’), and
HL60 cells incubated in solutions of fluorescently labeled SA and SpA respectively
(blue bars) and treated with the respective fluorescent protein-SWNT conjugate
(purple bars).
10
Cellular uptake of protein-SWNT conjugates. To investigate the fate of the SWNT-
protein conjugates in-vitro by standard characterization tools, fluorescently labeled
proteins by alexa-fluor 488 (excitation wavelength ~488 nm and emission wavelength ~
510 nm) were used. The proteins were conjugated to SWNTs in concentration ranging
from 100 nM - 1μM with SWNT concentration of ~ 0.05mg/mL. For various non-
adherent cells (HL-60 and jurkat) and adherent cell lines (HeLa and NIH-3T3), we found
that intracellular internalization of protein-SWNT conjugates was generic for the various
proteins investigated by confocal microscopy imaging (Fig. 2a-2d) and flow cytometry
(Fig. 2e). Optical confocal microscopy sections (in the Z-direction) of the cells revealed
that fluorescence was mainly originated within the cell interior, though cell membrane-
surface bound fluorescence of protein-SWNT conjugates was also present. As control
experiments, we carried out incubations of cells in solutions that contained fluorescently
labeled proteins alone and compared the detected fluorescence level with cells exposed to
protein-SWNTs by flow cytometry. As shown in Fig. 2e, the fluorescence level detected
for the former was low compared to the latter, suggesting that while proteins in solutions
were unable to traverse across cell membranes by themselves, SWNTs were effective in
transporting protein cargos inside cells.
The observed internalization of the non-covalently bound proteins via oxidized
SWNT transporters was similar to that of streptavidin transported by biotinylated SWNTs
for which endocytosis was identified as the internalization pathway.4 Endocytosis is a
well known mechanism for a wide range of species traversing cell membranes including
large liposomes and nanoparticles, and is an energy-dependent internalization mechanism
hindered at low temperatures.16-18 Indeed, by incubating cells in protein-SWNT
11
conjugates at 4 oC, we observed no uptake of the conjugates (Fig. 3), suggesting the
endocytosis mechanism for the cellular uptake of protein-nanotube conjugates in
experiments performed at 37 oC.
a
b
Figure 3. Experiments at various temperatures. Confocal images of HL60 cells after
incubation in cytochrome c-SWNTs for 2 hrs at (a) 37 °C and (b) 4 °C respectively
We are currently investigating details of the endocytotic uptake of SWNT
conjugates to address whether the conventional endocytosis mechanism involving
clathrin coated pits19 on cellular membranes are involved for the nanotube uptake. We
speculate that SWNTs exhibit high binding affinity to certain cell membrane species that
facilitate the high efficiency of nanotube binding and subsequent internalization. This
binding affinity exists even after protein adsorption on SWNTs since the protein coverage
is often incomplete4 and the nanotube/protein complex still exhibit substantial
hydrophobicity. The uptake mechanism certainly warrants much future effort and we will
present our detailed mechanistic study in a separate publication. Discrepancy in uptake
mechanisms for nanotubes, i.e., endocytosis found by us and phagocytosis proposed by
Cherukiri et. al.,7 versus insertion and diffusion by Pantarotto et al. and Bianco et al.5,8
needs to be reconciled.
12
We note that while binding and intracellular protein transporting by SWNTs
appeared general for small to medium sized proteins (molecular weight <= 80 kD),
cellular uptake of protein-SWNT conjugates was poor and nearly non-existent for a large
protein investigated, i.e., human immunoglobulin (molecular weight ~150kD). This
observation (data not shown) is not understood currently and is likely related to the large
size of the antibody cargo, which may have caused inefficient loading of hIgG on
SWNTs due to the large size mismatch (~7-8nm for hIgG; ~1.5 nm in diameter for
SWNT) or inefficient endocytosis due to the large conjugates. The issue of binding and
transporting of large proteins and antibodies with SWNTs is open for further
investigation.
Cell proliferation after nanotube uptake by MTS assay. Biocompatibility is a
major concern when introducing any foreign substances inside living systems. Thus far,
several groups have reported that relatively pure, well solubilized short carbon nanotubes
appear nontoxic once internalized into mammalian cells without apparent adverse effects
to cell viability.4-8 In the current work, we further assessed the biocompatibility of
carbon nanotubes by monitoring cell proliferation. We used the CellTiter 96 MTS assay
(Promega) to examine the proliferation of HL60 cells following exposure to SWNT-
protein conjugates. The CellTiter 96 assay uses the tetrazolium compound (3-(4,5-
dimethylthiazol-2-yl)-5-(3-carboxymethoxyphenyl)-2-(4-sulfophenyl)-2H-tetrazolium,
inner salt; MTS) and the electron coupling reagent, phenazine methosulfate (PMS). MTS
is chemically reduced by cells into formazan, which is soluble in tissue culture medium.
The absorbance of the formazan salt can be measured at 490 nm and correlates to the
number of cells in the suspension. The absorbance from the cells incubated with the
13
SWNT-protein conjugates was measured over a period of 5 days in parallel with control
cells never exposed to any nanotubes. As shown in Fig. 4, the absorbance detected by a
UV-VIS spectrophotometer was very similar for cells with and without exposure to
SWNTs over the 5 day monitoring period. This result suggest that cell proliferation and
cell viability was unaffected by the internalized carbon nanotubes.
a
b
0.45
c
0.4
0.35
0.3
0.25
0.2
0.15
0.1
0.05
0
1
2
3
4
5
Days
Figure 4. Cell Proliferation Assay. Cells are incubated with SWNT-SA
conjugate (without fluorescent label) for 2 hrs. After incubation, cells are washed,
collected and resuspended in cell media. Confocal images of HeLa cells taken (a)
24hrs and (b) 48hrs after incubation. The cells are plated at a cell density of 8 x
103 cells/well and returned to a CO2 incubator at 37 oC and 5% CO2 . (c) At 24 hr
interval after the initial SWNT incubation, CellTiter96 reagent is added to the cell
suspension, and allowed to incubate for 2 hrs at 37 oC. The absorbance is then
taken at 490 nm. The proliferation of the cells incubated with SWNT is
monitored for a period of up to 5 days after initial exposure to SWNT (red) and
does not show any deviation from the proliferation of untreated cells (blue).
14
Endosome release. As observed previously, SWNT-protein conjugates, once
internalized inside mammalian cells were colocalized with a red endocytosis endosome
marker FM 4-64 (Fig. 2c, 2d),4 corresponding to the containment of internalized species
in endosomal lipid vesicle compartments (specifically labeled by red FM-64). Consistent
with this was the observed punctuate fluorescence (Fig.2a-b) inside cells due to
endosomal confinement of the internalized species. The endocytosis pathway can be
illustratively described as the engulfment of the cell membrane and formation of a lipid
vesicle around the species to be internalized.16-18 Once inside the cells, the endosomes
could fuse with the cell lysosomes, which may lead to later degradation of the
internalized species in the lysosomes. To avoid the fate of lysosome degradation, it is
important to trigger endosomal release of the internalized molecules into the cell
cytoplasm. This will then open up the possibility of obtaining biological functionality for
the internalized cargo molecules. Note that green fluorescence (proteins) non-
overlapping with FM 4-64 markers were sometimes observed (Fig.2c-d), suggesting
certain internalized species might have been released from the endosome via an
intentional mechanism.
Various approaches have been suggested in the past to actively initiate endosomal
release of endocytosed species including complexation of the cargo molecules with pH
sensitive polymers or highly amine-rich moieties.20,21 These methods make use of the pH
difference across the endosome membrane and the pH response of the polymers or
amines. For SWNT transporters, similar complexation schemes can be developed to
afford nanotube transporters containing an endosome-releasing agent. While such an
effort warrants detailed investigations separately from the current work, we describe here
15
the release of internalized protein-SWNT conjugates from the endosomal compartments
by adding chloroquine to cell medium during incubation of cells in protein-SWNT
conjugates. Chloroquine is a membrane permeable base that has been shown to localize
inside endosomes and cause an increase in pH.22 The resulting osmotic pressure can lead
to swelling of the endosomal compartments and eventual rupture.23 In experiments
carried out with and without chloroquine, we noticed a difference in the distribution of
the detected fluorescence inside the cells. In the absence of chloroquine, discrete
punctate fluorescence spots were observed within the cells (Fig. 5a), similar to those in
Fig. 2 and 3. In contrast, when cells were simultaneously exposed to protein-SWNT
conjugates and 100 μM chloroquine, fluorescence signals inside the cells appeared to be
diffuse and uniform (Fig. 5b), due to redistributed conjugates over the entire cell
cytoplasm after endosome releasing.
a
b
Figure 5. Endosomal Rupture. (a) Cells are incubated with (a) SWNT-CytC conjugate
and (b) SWNT-CytC + 100 μM of chloroquine at 37 oC and 5% CO2 . Confocal images are
taken immediately after incubation and washing. Confocal images indicating the release of
the SWNT-protein conjugate from the endosome, overall green color across the cell in (b)
vs. green individualized spots inside the cells in (a).
Towards biological functionality: apoptosis induction by SWNT transported
cytochrome c. Building upon the results above on binding and intracellular transporting
of proteins with SWNT carriers and cargo releasing into cell cytoplasm, we carried out an
16
investigation of biological functions of the transported proteins. We chose cyt-c for this
exploration due to the high degree of loading of cyc-c on SWNTs (Fig.1d) and high
efficiency of endocytosis of the cyt-c/SWNT conjugates (Fig.5a). Cyt-c is the smallest
protein in the current work with a molecular weight of 12 kD and has the highest pI of
~9.2 to afford a high degree of binding onto the negatively charged oxidized SWNTs. It
has been suggested that cells during apoptosis or programmed cell death may release
cytochrome c from mitochondria.24,25 When microinjected, cytochrome c has been shown
to induce or activate apoptosis by bypassing the need for release of cytochrome c from
mitochondria.24 Through interaction with apoptotic protease activating factors (Apaf),
cyt-c in the cytosol is believed to initiate the activation cascade of caspases that leads to
cell death.25
HeLa and NIH-3T3 cell lines, shown previously to undergo cyt-c-induced
apoptosis were investigated in this study for intracellular transporting of cyt-c with
SWNTs and for apoptosis assay.25 Unlike the proteins used for other uptake experiments,
cyt-c used for binding to SWNTs and transported inside cells for apoptosis assay were
free of any fluorescence label. After incubation of cells in the cyt-c-SWNT conjugates,
apoptosis was analyzed using fluorescently (FITC) labeled Annexin V. Annexin V-FITC
is an efficient marker for early stage apoptosis as it binds specifically to the exposed
phospholipd phosphatidylserine (PS) translocated from the inner to the outer leaflet of the
plasma membrane during apoptosis. Once exposed to the extracellular environment,
binding sites on PS become available for Annexin V, a ~35 kDa Ca 2+-dependent,
phospholipid binding protein with a high affinity for PS.11
17
a
b
60
Cyt-C-
SWNT
released
50
c
40
30
Cyt-C
20
10
untreated
Cyt-C-
SWNT
unreleased
SWNT
0
Sample
Figure 6. Apoptosis induction by cytochrome c cargos transported inside cells by
SWNTs. (a) Confocal image of NIH-3T3 cells after 3 h incubation in 50 μM of
cytochrome c alone (no SWNT present) and 20 min staining by Annexin V- FITC
(green fluorescent). (b) Images of cells after incubation in 50 μM cytochrome c-
SWNTs in the presence of 100 μM chloroquine and after Annexin V- FITC staining.
(c) Cell cytometry data of the percentages of cells undergoing early stage apoptosis (as
stained by Annexin V-FITC) after exposure to 100 μM of chloroquine only (labeled
‘untreated’), SWNT +100 μM of chloroquine, 10 μM of cyt-c + 100 μM chloroquine,
10 μM of cyt-c-SWNT + 100 μM chloroquine and cyt c-SWNT without chloroquine.
The inset shows a representative confocal image of the blebbing of the cellular
membrane (stained by Annexin V-FITC) as the cell undergoes apoptosis. Note that PI
co-staining was used and all data shown here excluded PI-positive cells and are
recorded ~ 4-5 h after exposure to chloroquine. The level of PI staining for all cells
here was a normal ~ 4-6% out of ~10,000.
For NIH-3T3 cells incubated with cyt-c alone and cyt-c-SWNT conjugates, we
analyzed the degree of Annexin V staining by both confocal microscopy (Fig. 6a,6b) and
18
cell flow cytometry (Fig. 6c). We observed significantly higher percentages of apoptosed
cells incubated with cyt-c-SWNT conjugates than those incubated with cyt-c alone (Fig.
6a vs. 6b; also see Fig.6c). We also encountered apoptotic cells exhibiting blebbing of the
cellular membrane stained by Annexin V-FITC (Fig.6c inset), a known phenomenon for
cells undergoing apoptosis.
To investigate the effect of endosomal release on the efficiency of apoptosis
induction by cyt-c transported by SWNTs, we carried out incubations of cells in cyt-c-
SWNT with and without the presence of chloroquine. Higher degrees of apoptosis were
consistently observed for cells treated with cyt-c-SWNT in the presence of chloroquine
(Fig.6c) as attributed to the more efficient endosomal releasing of proteins. Note that the
apoptosis results presented here were reproduced at least three times in independent
experimental runs. Also, unless otherwise stated, chloroquine was used in all incubations
including control experiments for fair comparisons with the positive control (cyt-c-
SWNT + chloroquine incubation). Taken together, our data suggested that the
cytochrome c bound and transported inside cells by SWNT carriers remained biologically
active for apoptosis induction. It was unclear however, whether the cytochrome c
functionality was obtained after detaching from the SWNT sidewalls or with the proteins
bound to nanotubes. Future work is required to elucidate this issue.
Conclusion
We have found that various proteins adsorb spontaneously on the sidewalls of
acid-oxidized SWNTs and this non-specific binding afford non-covalent protein-
nanotube conjugates. Nanotubes appear to be generic intracellular protein transporters
19
for various proteins and mammalian cell lines. Cellular uptake is via the energy
dependent endocytosis pathway and the endocysed species are confined inside
endosomes lipid compartments. Once released into the cytoplasm of cells, the proteins
can perform biological functions as evidenced by apoptosis induction by the transported
cytochrome c. The door is currently open for addressing outstanding issues and capturing
opportunities presented by nanotube molecular transporters. The detailed uptake
mechanisms should be established without ambiguity. Efficient cargo releasing strategies
should be developed for nanotubes since the use of chloroquine here is only to illustrate
the need of endosomal release and does not represent a practical approach to for real
applications. Long term cytotoxicity effects should be established for nanotubes in vitro
and in vivo. The uniqueness of SWNTs as molecular transporters is beginning to emerge
and need to be fully developed. Carbon nanotubes could become a new class of
molecular transporters for various in-vitro and in-vivo delivery applications.
Acknowledgments. We would like to thank Dr. Frederic B. Kraemer for kindly
providing the NIH-3T3 cells. This work is supported by NSF Stanford CPIMA.
20
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TOC Entry
O
Incubation
Mammalian
O-
Cells
Cytochrome C
on SWNT
Apoptosis